Skip to content Skip to navigation
University of Warwick
  • Study
  • |
  • Research
  • |
  • Business
  • |
  • Alumni
  • |
  • News
  • |
  • About

University of Warwick
Publications service & WRAP

Highlight your research

  • WRAP
    • Home
    • Search WRAP
    • Browse by Warwick Author
    • Browse WRAP by Year
    • Browse WRAP by Subject
    • Browse WRAP by Department
    • Browse WRAP by Funder
    • Browse Theses by Department
  • Publications Service
    • Home
    • Search Publications Service
    • Browse by Warwick Author
    • Browse Publications service by Year
    • Browse Publications service by Subject
    • Browse Publications service by Department
    • Browse Publications service by Funder
  • Statistics
  • Help & Advice
University of Warwick

The Library

  • Login

Coercion, compliance, and the collapse of the Soviet command economy

Tools
- Tools
+ Tools

Harrison, Mark, 1949-. (2002) Coercion, compliance, and the collapse of the Soviet command economy. Economic History Review, Vol.55 (No.3). pp. 397-433. ISSN 0013-0117

[img]
Preview
PDF
WRAP_Harrison_7470248-161008-ehr02postprint.pdf - Requires a PDF viewer such as GSview, Xpdf or Adobe Acrobat Reader

Download (382Kb)
Official URL: http://dx.doi.org/10.1111/1468-0289.00226

Abstract

Are command systems that rest on coercion inherently unstable, and did the Soviet economy collapse for this reason? Until it collapsed, the Soviet economy did not appear unstable. Why, then, did it collapse? A game between a dictator and a producer shows that a high level of coercion may yield a stable high–output equilibrium, that stability may rest in part on the dictator's reputation, and that a collapse may be brought about by adverse trends in the dictator's costs and a loss of reputation. The facts of the Soviet case are consistent with a collapse that was triggered by the strike movement of 1989.

Item Type: Journal Article
Subjects: H Social Sciences > HC Economic History and Conditions
D History General and Old World > DK Russia. Soviet Union. Former Soviet Republics
Divisions: Faculty of Social Sciences > Economics
Library of Congress Subject Headings (LCSH): Soviet Union -- Economic conditions -- 20th century, Dictatorship
Journal or Publication Title: Economic History Review
Publisher: Blackwell
ISSN: 0013-0117
Date: 4 March 2002
Volume: Vol.55
Number: No.3
Page Range: pp. 397-433
Identification Number: 10.1111/1468-0289.00226
Status: Peer Reviewed
Access rights to Published version: Open Access
References: Allen, R.C., ‘The rise and decline of the Soviet economy’, Canadian Journal of Economics / Revue canadien d’Ēconomique, 34(4) (2001), pp. 859–81. Anderson, G.M., and Boettke, P.J., ‘Soviet venality: a rent–seeking model of the communist state’, Public Choice, 93(1–2) (1993), pp. 37–53. Bahry, D., ‘Society transformed? Rethinking the social roots of perestroika’, Slavic Review, 52(3) (1993), pp. 512–54. Bahry, D., and Silver, B.D., ‘Soviet citizen participation on the eve of democratization’, American Political Science Review, 84(3) (1990), pp. 821–47. Baron, Samuel H., Bloody Saturday in the Soviet Union: Novocherkassk, 1962 (Stanford, CA, 2001). Becker, A.C., ‘Intelligence fiasco or reasoned accounting?: CIA estimates of Soviet GNP’, Post–Soviet Affairs, 10(4) (1994), pp. 291–329. Belova, E., and Gregory, P.R., ‘Dictators, loyal, and opportunistic agents: the Soviet archives on creating the Soviet economic system’, Public Choice (forthcoming) Bergson, A., Productivity and the social system: the USSR and the west (Cambridge, MA, 1978). Bergson, A., Planning and performance in socialist economies: the USSR and eastern Europe (Boston, MA, 1989). Berliner, J.S., The innovation decision in Soviet industry (Cambridge, MA, 1976). Birman, I., ‘The financial crisis in the USSR’, Soviet Studies, 32(1) (1980), pp. 84– 105. Blanchard, O., The economics of post–communist transition (Oxford, 1997). Blanchflower, D.G., and Freeman, R.B., ‘The attitudinal legacy of communist labor relations’, Industrial and Labor Relations Review, 50(3) (1997), pp. 438–59. Bornstein, M., ‘Improving the Soviet economic mechanism’, Soviet Studies, 37(1) (1985), pp. 1–30. Brown, A., The Gorbachev factor (Oxford, 1997). Brus, W., ‘1956 to 1965: in search of balanced development’, in M. Kaser, ed., The economic history of eastern Europe 1919–75, vol 3, Institutional change within a planned economy (Oxford, 1986), pp. 71-138. Brus, W., ‘1966 to 1975: normalization and conflict’, in M. Kaser, ed., The economic history of eastern Europe 1919–75, vol 3, Institutional change within a planned economy (Oxford, 1986), pp. 139–249. Brzeski, A., ‘The end of communist economics’, in L. Edwards, ed., The collapse of communism (Stanford, CA, 1999), pp. 119–39. Churchward, L.G., Contemporary Soviet government (2nd edn, 1975). Dallin, A., ‘Causes of the collapse of the USSR’, Post–Soviet Affairs, 8(4) (1992), pp. 279–302. Davies, R.W., The industrialisation of Soviet Russia, vol. 3, The Soviet economy in turmoil, 1929–1930 (1989). Davies, R.W., The industrialisation of Soviet Russia, vol. 4, Crisis and progress in the Soviet economy, 1931–1933 (1996). Dearden, J., Ickes, B.W., and Samuelson, L., ‘To innovate or not to innovate: incentives and innovation in hierarchies’, American Economic Review, 80(5) (1990), pp. 1105–24. Deutscher, I., The unfinished revolution: Russia, 1917–1967 (Oxford, 1967). Easterly, W., and Fischer, S., ‘The Soviet economic decline’, World Bank Economic Review, 9 (1995), pp. 341–71. Ellman, M., Economic reform in the Soviet Union (Political and Economic Planning, PLANNING Broadsheet 509, 1969), pp. 283–371. Ellman, M., ‘The social costs and consequences of the transformation process’, Economic Survey of Europe, no. 2/3 (2000), pp. 125–40. Ellman, M., ‘The 1947 Soviet famine and the entitlement approach to famines’, Cambridge Journal of Economics, 24 (2000), pp. 603–30. Ellman, M. ‘The road from Il’ich to Il’ich: the life and times of Anastas Ivanovich Mikoian’, Slavic Review 60(1) (2001), pp. 140–150. Ellman, M., and Kontorovich, V., eds, The disintegration of the Soviet economic system (1992). Ellman, M., and Kontorovich, V., eds, The destruction of the Soviet economic system: an insiders’ history (1998). Filtzer, D., Soviet workers and Stalinist industrialization :the formation of modern Soviet production relations, 1928–1941, 1986 Filtzer, D., Soviet workers and late Stalinism: labour and the restoration of the Stalinist system after World War II (Cambridge, 2002 forthcoming). Finifter, A. W., and Mickiewicz, E., ‘Redefining the political system of the USSR: mass support for political change’, American Political Science Review, 86(4) (1992), pp. 857–74. Fleron, F.J., ‘Post–Soviet political culture in Russia: an assessment of recent empirical investigations’, Europe–Asia Studies, 48(2) (1996), pp. 225–60. Gershenson, D., , and Grossman, H.I., ‘Cooption and repression in the Soviet Union’ (International Monetary Fund Working Paper WP/00/201, Washington, DC, 2000). Gibson, J.L., ‘Perceived political freedom in the Soviet Union’, Journal of Politics, 55(4) (1993), pp. 936–74. Gorlizki, Y., ‘Stalin’s cabinet: the Politburo and decision–making in the post–war years’, Europe–Asia Studies, 53(2) (2001), pp. 291–312. Graham, C., , and Pettinato, S., ‘Frustrated achievers: winners, losers, and subjective well being in new market economies’ (The Brookings Institution, Center on Social and Economic Dynamics, Working Paper Series no. 21 Washington, DC, 2001). Granick, D., Job rights in the Soviet Union: their consequences (Cambridge, 1987). Gregory, P.R., ‘Productivity, slack, and time theft in the Soviet economy’, in J.R. Millar, ed., Politics, work, and daily life in the USSR: a survey of former Soviet citizens (Cambridge, 1987), pp. 241–75. Gregory, P.R., ‘The dictator’s orders’, in P.R. Gregory, ed, Behind the façade of Stalin’s command economy (Stanford, CA, 2001), pp. 11–33. Gregory, P.R., and Lazarev, V., ‘The wheels of a command economy: allocating Soviet vehicles’, Economic History Review (forthcoming). Grossman, G., ‘Subverted sovereignty: historic role of the Soviet underground’, in S.S. Cohen, A. Schwartz, and J. Zysman, eds, The tunnel at the end of the light: privatization, business networks, and economic transformation in Russia (University of California, International and Area Studies Research Series no. 100, Berkeley, CA, 1998), pp. 24–50. Hanson, P., ‘Success indicators revisited: the July 1979 decree on planning and management’, Soviet Studies, 35(1) (1983), pp. 1–13. Harrison, M., ‘Trends in Soviet labour productivity, 1928–1985: war, postwar recovery, and slowdown’, European Review of Economic History, 2(2) (1998), pp. 171–200. Harrison, M., ‘Prices, planners, and producers: an agency problem in Soviet industry, 1928–1950’, Journal of Economic History, 58 (4) (1998), pp. 1032–62. Harrison, M., ‘Economic growth and slowdown’, in Bacon, Edwin, and Sandle, Mark, eds, Brezhnev reconsidered (in preparation). Harrison, M., , and Lockwood, B., ‘What price teaching quality?’, Royal Economic Society Newsletter, 113 (2001), pp. 3–5. Harrison, M., and Simonov, N.S., ‘Voenpriemka: prices, costs, and quality in defence industry’, in M. Harrison and J.D. Barber, eds, The Soviet defence industry complex from Stalin to Khrushchev (2000), pp. 223–45. Hunter, H., ‘Optimum tautness in development planning’, Economic Development and Cultural Change, 9(4) (1961), pp. 561–72. Karklins, R., ‘The organisation of power in Soviet labour camps’, Europe–Asia Studies, 41(2) (1989), pp. 276–97. Khanin, G.I., ‘Novyi etap krisiza’, Kommunist, no. 12 (1991),pp. 71–83. Khanin, G.I., ‘Economic growth in the 1980s’, in M. Ellman and V. Kontorovich, eds, The disintegration of the Soviet economic system (1992), pp. 73–85. Khlevniuk, O.V., ‘Prinuditel’nyi trud v ekonomike SSSR. 1929–1941 gody’, Svobodnaia mysl’, no. 13 (1993), pp. 73–84. Khlevniuk, O.V., Politbiuro. Mekhanizmy politicheskoi vlasti v 1930–e gody (Moscow, 1996). Khlevniuk, O.V., ‘Sovetskie regional’nye rukovoditeli ot Stalina do Brezhneva: politizatsiia “nomenklatury”’ (conference on ‘Serving the State: Administrative Practices in the Soviet Union’, École des Hautes Études en Sciences Sociales, Paris, 2001). Khrushchev, N.S., The secret speech delivered to the closed session of the Twentieth Congress of the Communist Party of the Soviet Union (introduced by Z.A. and R.A. Medvedev, Nottingham, 1976). Kim, B.–Y., ‘Soviet household saving function’, Economics of Planning, 30 (1997), pp. 181–203. Kim, B.–Y., ‘Income, savings, and monetary overhang of Soviet households’, Journal of Comparative Economics, 27(4) (1999), pp. 644–68. Kim, B.–Y., ‘Causes of repressed inflation in the Soviet consumer market: retail price subsidies, the siphoning effect, and the budget deficit’ (Bank of Finland Institute for Economies in Transition, Discussion Paper no. 9, 2000), forthcoming in the Economic History Review. Kontorovich, V., ‘Discipline and growth in the Soviet economy’, Problems of Communism, 34(6) (1986), pp. 18–31. Kontorovich, V., ‘Lessons of the 1965 Soviet economic reform’, Soviet Studies, 40(2) (1988), pp. 308–316. Kontorovich, V., ‘The economic fallacy’, The National Interest, 31 (1993), pp. 35– 45. Kontorovich, V., ‘Economists, Soviet growth slowdown and the collapse’, Europe– Asia Studies, 53(5) (2001), pp. 675–95. Kornai, J., ‘The Hungarian reform process: visions, hopes, and reality’, Journal of Economic Literature, 24(4) (1986), pp. 1687–1737. Kornai, J., ‘Transformational recession: the main causes’, Journal of Comparative Economics, 19(1) (1994), pp. 39–63. Kozlov, V.A., Massovye besporiadki v SSSR pri Khrushcheve i Brezhneve. 1953– nachalo 1980-kh gg. (Novosibirsk, 1999). Kuromiya, H., Stalin’s industrial revolution: politics and workers, 1928–1932 (Cambridge, 1988). Lane, D., The socialist industrial state: towards a political sociology of state socialism (1976). Lazarev, V., ‘Evolution of the Soviet elite and its post–communist transformation’ (University of Warwick, Department of Economics, PERSA Working Paper No. 11, 2001). Lewin, M., ‘The Soviet nomenklatura’ (conference on ‘Serving the State: Administrative Practices in the Soviet Union’, École des Hautes Études en Sciences Sociales, Paris, 2001). Machiavelli, N., The prince (Harmondsworth, 1961). Maddison, A., Monitoring the world economy, 1820–1992 (Paris, 1995). Maddison, A., The world economy: a millenial perspective (Paris, 2001). Malia, M., ‘The highest stage of socialism’, in L. Edwards, ed., The collapse of communism (Stanford, CA, 1999), pp. 71–92. Manning, R.T., ‘The Soviet economic crisis of 1936–1940 and the Great Purges’, in J.A. Getty and R.T. Manning, eds, Stalinist terror: new perspectives (Cambridge, 1993), pp. 116–41. Markevich, A.M., ‘Otraslevye narkomaty i glavki v sovetskoi ekonomike 30–ykh gg. (na primere NKTP i GUMPa)’ (Russian Academy of Sciences Institute of Russian History, 2000). Mawdsley, E., and White, S., The Soviet elite from Lenin to Gorbachev: the Central Committee and its members, 1917–1991 (Oxford, 2000). McNeill, T., ‘Soviet studies and the collapse of the USSR: in defence of realism’, in M. Cox, ed., Rethinking the Soviet collapse: Sovietology, the death of communism and the new Russia (1998), pp. 51–72. Millar, J.R., ‘The Little Deal: Brezhnev’s contribution to acquisitive socialism’, Slavic Review, 44(4) (1985), pp. 694–706. Millar, J.R., ‘An overview’, in J. Cracraft, ed., The Soviet Union today: an interpretive guide, 2nd edn (Chicago, IL, 1987), pp. 177–90. Millar, J., R., and Clayton, E., ‘Quality of life: subjective measures of relative satisfaction’, in Millar, James R., ed., Politics, work, and daily life in the USSR: a survey of former Soviet citizens (Cambridge, 1987), pp. 31–60. Mills, G., and Rockoff, H., ‘Compliance with price controls in the United States and the United Kingdom during World War II’, Journal of Economic History, 47(1) (1987), pp. 191–213. Murphy, K.M., Shleifer, A., and Vyshny, R.W., ‘Why is rent–seeking so costly to growth?’, American Economic Review Papers & Proceedings, 83(2) (1993), pp. 409–14. Nove, A., ‘The problem of “success indicators” in Soviet industry’, Economica, 25(97) (1958), pp. 1–13. Ofer, G., ‘Soviet economic growth: 1928–1985’, Journal of Economic Literature, 25(4) (1987), pp. 1767–1833. Ofer, G., ‘Budget deficits, market disequilibrium and Soviet economic reforms’, Soviet Economy, 5(2) (1989), 107–61. Olson, M., ‘Dictatorship, democracy, and development’, American Political Science Review, 87(3) (1993), pp. 567–76. Olson, M., ‘The devolution of power in post–communist societies’, in R. Skidelsky, ed., Russia’s stormy path to reform (The Social Market Foundation, Centre for Transition Economies Paper no. 1, 1995), pp. 9–42. Pipes, R., ‘The fall of the Soviet Union’, in L. Edwards, ed., The collapse of communism (Stanford, CA, 1999), pp. 35–49. Pryce–Jones, D., The war that never was: the fall of the Soviet empire, 1985–1991 (1995). Rutland, P., ‘Sovietology: who got it right, and who got it wrong? And why?’, in M. Cox, ed., Rethinking the Soviet collapse: Sovietology, the death of communism and the new Russia (1998), pp. 32–50. Schroeder, G.E., ‘The “reform” of the supply system in Soviet industry’, Soviet Studies, 24(1) (1972), pp. 97–119. Schroeder, G.E., ‘The Soviet economy on a treadmill of “reforms”’, in U.S. Congress, Joint Economic Committee, Soviet economy in a time of change, vol. 1 (Washington, DC, 1979), pp. 312–40. Schroeder, G.E., ‘Soviet economic “reform” decrees: more steps on the treadmill’, in U.S. Congress, Joint Economic Committee, Soviet economy in the 1980s: problems and prospects, Part 1 (Washington, DC, 1982), pp. 65–88. Schroeder, G.E., ‘The slowdown in Soviet industry, 1976–1982’, Soviet Economy, 1(1) (1985), pp. 42–74. Schroeder, G.E., ‘Reflections on economic Sovietology’, Post–Soviet Affairs, 11(3) (1995), pp. 197–234. Schumpeter, J.A., Capitalism, socialism and democracy (4th edn, 1954). Siegelbaum, L.H., and Walkowitz, D.J., Workers of the Donbass speak: survival and identity in the new Ukraine, 1989–1992 (Albany, NY, 1995). Silver, B.D., ‘Political beliefs of the Soviet citizen: sources of support for regime norms’, in J.R. Millar, ed., Politics, work, and daily life in the USSR: a survey of former Soviet citizens (Cambridge, 1987), pp. 100–41. Solnick, S.L., Stealing the state: control and collapse in Soviet institutions (Cambridge, MA, 1998). Ticktin, H.H., ‘Soviet studies and the collapse of the USSR: in defence of Marxism’, in M. Cox, ed., Rethinking the Soviet collapse: Sovietology, the death of communism and the new Russia (1998), pp. 73–94. Treml, V.G., and Ellman, M., ‘Debate: why did the Soviet economic system collapse?’, Radio Free Europe/Radio Liberty Research Report, 2(23) (1993), pp. 53–8. Voslensky, M., Nomenklatura: the Soviet ruling class (Garden City, NY, 1984). Weitzman, M.L., ‘Soviet postwar growth and capital–labor substitutability’, American Economic Review, 60(4) (1970), pp. 676–92. Weitzman, M.L., ‘The “ratchet principle” and performance incentives’, Bell Journal of Economics, 11 (1980), pp. 302–8. Wheatcroft, S.G., and Davies, R.W., ‘The Soviet famine of 1932–3 and the crisis in agriculture’ (British Association for Slavonic and East European Studies Annual Conference, Cambridge, 1999). White, S., Gorbachev in power (Cambridge, 1990). Winiecki, J., Post–Soviet–type economies in transition (Aldershot 1993). Wintrobe, R., ‘The tinpot and the totalitarian: an economic theory of dictatorship’, American Political Science Review, 84(3) (1990), pp. 849–72. Wintrobe, R., The political economy of dictatorship (Cambridge, 1998). Official publications CIA Directorate of Intelligence USSR: Sharply Higher Budget Deficits Threaten Perestroyka (SOV 88–10043U, Washington, DC, 1988). Goskomstat Rossii, Rossiiskii statisticheskii ezhegodnik [abbreviated to RSE 2000] (Moscow 2000). Goskomstat SSSR, Narodnoe khoziaistvo SSSR za 70 let. Iubileinyi statisticheskii sbornik [abbreviated to Narkhoz za 70 let] (Moscow 1987). Goskomstat SSSR, Narodnoe khoziaistvo SSSR v 1989 g. Statisticheskii ezhegodnik [abbreviated to Narkhoz 1989] (Moscow 1990). TsSU SSSR, Narodnoe khoziaistvo SSSR v 1986 g. Statisticheskii ezhegodnik [abbreviated to Narkhoz 1986] (Moscow, 1986). World Bank, Russian economic reform: crossing the threshold of structural change (Washington, DC, 1992).
URI: http://wrap.warwick.ac.uk/id/eprint/221

Request changes to a record

Actions (login required)

View Item View Item

Document Downloads

More statistics for this item...
twitter

Email us: publications@warwick.ac.uk
Contact Details
About Us